Annual Document 2009 According to § 10 of the German Securities Prospectus Act (WpPG)

Pfleiderer AG has either published during its fiscal year 2009 (January 1, 2009 to December 31, 2009) or made available the information listed below pursuant to § 10, section 1, sentence 1, no. 1-4 of the German Securities Prospectus Act (Wertpapierprospektgesetz WpPG).

Please note that this Annual Document contains publications which in the meantime may no longer be valid, for example, with respect to the current financial situation of Pfleiderer AG or forecasts contained therein. If an Internet link in this document is not available, all information can also be obtained in printed form free of charge. In such cases contact Ms. Andrea Wittmann, Tel.: +49 9181 28 771 or by e-mail andrea.wittmann@pfleiderer.com.

Fiscal 2009

1. Reports

March 31, 2009: Annual Report and annual financial statements 2008

Interim Reports

May 20, 2009: 3-Month Report 2009
August 24, 2009: 6-Month Report 2009
November 24, 2009: 9-Month Report 2009

Ad hoc Notification

02/19/2009: Preliminary figures for financial year 2008

03/18/2009: Pfleiderer AG proposes to carry forward unappropriated profits

03/31/2009: Pfleiderer affected by financial crisis – Full-year result 2008 reflects economic downturn in fourth quarter

06/17/2009: Pfleiderer’s business environment continues to worsen in the second quarter

11/09/2009: Smaller Executive Board at Pfleiderer

2. Notification of shareholdings in accordance with section 26 WpHG

Until December 31, 2009, following voting right notifications haven been published on the website of the DGAP:

Mentioned below, these companies have made us following notice:

  1. On August 19, 2009, Henderson Group plc, London, United Kingdom has informed us pursuant to sec. 21 para. 1 of the WpHG that on 17 March 2004 the voting interest of Henderson Group Plc in Pfleiderer AG exceeded the thresholds of 5 % and 10 % and amounted to 10.66% (equivalent to 4,550,221 shares).

10.66% of the voting rights (equivalent to 4,550,221 shares) are attributable to Henderson Group plc in accordance with sec. 22 para. 1 sent. 1 no. 6 in conjunction with sent. 2 of the WpHG.

  1. On August 13, 2009, Henderson Global Investors (Holdings) Plc, London, United Kingdom has informed us pursuant to sec. 21 para. 1 of the WpHG that on 17 March 2004 the voting interest of Henderson Global Investors (Holdings) Plc in Pfleiderer AG exceeded the thresholds of 5 % and 10 % and amounted to 10.66% (equivalent to 4,550,221 shares).

10.66% of the voting rights (equivalent to 4,550,221 shares) are attributable to Henderson Global Investors (Holdings) Plc in accordance with sec. 22 para. 1 sent. 1 no. 6 in conjunction with sent. 2 of the WpHG.

  1. On August 19, 2009, Henderson Group plc, London, United Kingdom has informed us pursuant to sec. 21 para. 1 of the WpHG that on 26 July 2005 the voting interest of Henderson Group Plc in Pfleiderer AG fell below the threshold of 10 % and amounted to 9.92% (equivalent to 4,234,352 shares).

9.92% of the voting rights (equivalent to 4,234,352 shares) are attributable to Henderson Group plc in accordance with sec. 22 para. 1 sent. 1 no. 6 in conjunction with sent. 2 of the WpHG.

  1. On August 13, 2009, Henderson Global Investors (Holdings) Plc, London, United Kingdom has informed us pursuant to sec. 21 para. 1 of the WpHG that on 26 July 2005 the voting interest of Henderson Global Investors (Holdings) Plc in Pfleiderer AG fell below the threshold of 10 % and amounted to 9.92% (equivalent to 4,234,352 shares).

9.92% of the voting rights (equivalent to 4,234,352 shares) are attributable to Henderson Global Investors (Holdings) Plc in accordance with sec. 22 para. 1 sent. 1 no. 6 in conjunction with sent. 2 of the WpHG.

  1. On August 19, 2009, Henderson Group plc, London, United Kingdom has informed us pursuant to sec. 21 para. 1 of the WpHG that on 10 November 2006 the voting interest of Henderson Group Plc in Pfleiderer AG went below the threshold of 5% and on that date amounted to 4.98% (equivalent to 2,652,983 shares).

4.98% of the voting rights (equivalent to 2,652,983 shares) are attributable to Henderson Group plc in accordance with sec. 22 para. 1 sent. 1 no. 6 in conjunction with sent. 2 of the WpHG.

  1. On August 13, 2009, Henderson Global Investors (Holdings) Plc, London, United Kingdom has informed us pursuant to sec. 21 para. 1 of the WpHG that on 10 November 2006 the voting interest of Henderson Global Investors (Holdings) Plc in Pfleiderer AG went below the threshold of 5% and on that date amounted to 4.98% (equivalent to 2,652,983 shares).

4.98% of the voting rights (equivalent to 2,652,983 shares) are attributable to Henderson Global Investors (Holdings) Plc in accordance with sec. 22 para. 1 sent. 1 no. 6 in conjunction with sent. 2 of the WpHG.

  1. On August 19, 2009, Henderson Group plc, London, United Kingdom has informed us pursuant to sec. 21 para. 1 of the WpHG that on 22 February 2007 the voting interest of Henderson Group Plc in Pfleiderer AG went above the threshold of 5% and on that date amounted to 5.40% (equivalent to 2,879,499 shares).

5.40% of the voting rights (equivalent to 2,879,499 shares) are attributable to Henderson Group plc in accordance with sec. 22 para. 1 sent. 1 no. 6 in conjunction with sent. 2 of the WpHG

  1. On August 13, 2009, Henderson Global Investors (Holdings) Plc, London, United Kingdom has informed us pursuant to sec. 21 para. 1 of the WpHG that on 22 February 2007 the voting interest of Henderson Global Investors (Holdings) Plc in Pfleiderer AG went above the threshold of 5% and on that date amounted to 5.40% (equivalent to 2,879,499 shares).

5.40% of the voting rights (equivalent to 2,879,499 shares) are attributable to Henderson Global Investors (Holdings) Plc in accordance with sec. 22 para. 1 sent. 1 no. 6 in conjunction with sent. 2 of the WpHG

  1. On August 19, 2009, Henderson Group plc, London, United Kingdom has informed us pursuant to sec. 21 para. 1 of the WpHG that on 16 March 2007 the voting interest of Henderson Group Plc in Pfleiderer AG fell below the threshold of 5 % and amounted to 4.91% (equivalent to 2,619,584 shares).

4.91% of the voting rights (equivalent to 2,619,584 shares) are attributable to Henderson Group plc in accordance with sec. 22 para. 1 sent. 1 no. 6 in conjunction with sent. 2 of the WpHG.

  1. On August 13, 2009, Henderson Global Investors (Holdings) Plc, London, United Kingdom has informed us pursuant to sec. 21 para. 1 of the WpHG that on 16 March 2007 the voting interest of Henderson Global Investors (Holdings) Plc in Pfleiderer AG fell below the threshold of 5 % and amounted to 4.91% (equivalent to 2,619,584 shares).

4.91% of the voting rights (equivalent to 2,619,584 shares) are attributable to Henderson Global Investors (Holdings) Plc in accordance with sec. 22 para. 1 sent. 1 no. 6 in conjunction with sent. 2 of the WpHG.

  1. On August 19, 2009, Henderson Group plc, London, United Kingdom has informed us pursuant to sec. 21 para. 1 of the WpHG that on 15 January 2008 the voting interest of Henderson Group Plc in Pfleiderer AG fell below the threshold of 3 % and amounted to 2.16% (equivalent to 1,153,158 shares).

2.16% of the voting rights (equivalent to 1,153,158 shares) are attributable to Henderson Group plc in accordance with sec. 22 para. 1 sent. 1 no. 6 in conjunction with sent. 2 of the WpHG.

  1. On August 13, 2009, Henderson Global Investors (Holdings) Plc, London, United Kingdom has informed us pursuant to sec. 21 para. 1 of the WpHG that on 15 January 2008 the voting interest of Henderson Global Investors (Holdings) Plc in Pfleiderer AG fell below the thresholds of 3 % and amounted to 2.16% (equivalent to 1,153,158 shares).

2.16% of the voting rights (equivalent to 1,153,158 shares) are attributable to Henderson Global Investors (Holdings) Plc in accordance with sec. 22 para. 1 sent. 1 no. 6 in conjunction with sent. 2 of the WpHG.

  1. On August 24, 2009, Henderson Global Investors Limited, London, United Kingdom has informed us pursuant to sec. 21 para. 1 of the WpHG that on 15 January 2008 the voting interest of Henderson Global Investors Limited in Pfleiderer AG fell below the thresholds of 3 % and amounted to 2.16% (equivalent to 1,153,158 shares).

2.16% of the voting rights (equivalent to 1,153,158 shares) are attributable to Henderson Global Investors Limited in accordance with sec. 22 para. 1 sent. 1 no. 6 of the WpHG. (published on August 25, 2009).

Mentioned below, these companies have made us following notice:

  1. Die AVI Germany Fund I, George Town, Grand Cayman, Cayman Islands hat uns gemäß § 21 Abs. 1 WpHG am 03.12.2009 mitgeteilt, dass ihr Stimmrechtsanteil an der Pfleiderer AG, Neumarkt, Deutschland, ISIN: DE0006764749 am 02.12.2009 durch Aktien die Schwelle von 3% der Stimmrechte überschritten hat und nunmehr 3,07% (das entspricht: 1636698 Stimmrechte) beträgt.

  2. Die Active Value Investors Fund Advisors N.V, Curacao, Netherlands Antilles hat uns gemäß § 21 Abs. 1 WpHG am 03.12.2009 mitgeteilt, dass ihr Stimmrechtsanteil an der Pfleiderer AG, Neumarkt, Deutschland, ISIN: DE0006764749 am 02.12.2009 durch Aktien die Schwelle von 3% der Stimmrechte überschritten hat und nunmehr 3,07% (das entspricht: 1636698 Stimmrechte) beträgt.

Davon sind ihr 3,07 % (1636698 Stimmrechte) nach § 22 Abs. 1 Satz 1 Nr. 1 WpHG zuzurechnen.

Zugerechnete Stimmrechte werden dabei über folgendes von ihr kontrollierte Unternehmen, dessen Stimmrechtsanteil an der Pfleiderer AG 3% oder mehr beträgt, gehalten:

Darüber hinaus sind ihr die v.g. Stimmrechte in Höhe von 3,07 % (1636698 Stimmrechte) auch nach § 22 Abs. 1 Satz 1 Nr. 6 WpHG von der AVI Germany Fund I zuzurechnen.

  1. Dr. Hubertus Hoffmann, United Kingdom hat uns gemäß § 21 Abs. 1 WpHG am 04.12.2009 mitgeteilt, dass sein Stimmrechtsanteil an der Pfleiderer AG, Neumarkt, Deutschland, ISIN: DE0006764749 am 02.12.2009 durch Aktien die Schwelle von 3% der Stimmrechte überschritten hat und nunmehr 3,07% (das entspricht: 1636698 Stimmrechten) beträgt.

Davon sind ihm 3,07 % (1636698 Stimmrechte) nach § 22 Abs. 1 Satz 1 Nr. 1 WpHG zuzurechnen.

Zugerechnete Stimmrechte werden dabei über folgende von ihm kontrollierte Unternehmen, deren Stimmrechtsanteil an der Pfleiderer AG 3% oder mehr beträgt, gehalten:

Darüber hinaus sind ihm die v.g. Stimmrechte in Höhe von 3,07 % (1636698 Stimmrechte) auch nach § 22 Abs. 1 Satz 1 Nr. 6 i.V.m. Satz 2 WpHG von der AVI Germany Fund I zuzurechnen (published on December 4, 2009).

3. Director’s Dealings according to § 15a WpHG

4. Invitation to the Annual General Meeting 2009

5. Notification on Dividend Payments

6. Financial Calendar (continuously updated)